C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/R
Regulated Activity
From
Until
C
Advising on securities
2025-11-25
-
C
Dealing in securities
2025-11-25
-
SFC licensing conditions
Conditions in the latest collected SFC record, kept in source order. Source markup is displayed as plain text.