K.L. Securities Company 淦聯證券投資公司

Key Data Officers SFC Licenses Public Disciplinary Actions

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2005-03-31
C	Advising on securities	-	2005-03-31
C	Asset management	-	2005-03-31
C	Dealing in securities	-	2005-03-31