Webb-site Legacy

Chan, Kwok Wai (SFC:ALG542) 陳國偉

SFC ID:ALG542

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Harmonia Capital Limited	RO	Advising on securities	2019-12-09	-
	RO	Asset management	2019-12-09	-
	RO	Dealing in securities	2019-12-09	-
WealthQuay Asset Management Limited	RO	Advising on securities	2018-11-27	2019-06-19
	RO	Asset management	2018-11-27	2019-06-19
Rich Bay Securities Limited	RO	Dealing in futures contracts	2018-11-12	2019-06-19
	RO	Dealing in securities	2018-07-09	2019-06-19
UNITED GREAT INTERNATIONAL INVESTMENT LIMITED	RO	Advising on securities	2016-04-22	2017-08-28
	RO	Asset management	2016-04-22	2017-08-28
NATIXIS ASIA LIMITED	Rep	Advising on futures contracts	2008-10-27	2010-10-29
	Rep	Dealing in futures contracts	2008-10-27	2010-10-29
	Rep	Advising on securities	2008-03-25	2010-10-29
	Rep	Dealing in securities	2008-03-25	2010-10-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2004-09-27	2008-02-16
	Rep	Advising on securities	2004-09-27	2008-02-16
	Rep	Dealing in futures contracts	2004-09-27	2008-02-16
	Rep	Dealing in securities	2004-09-27	2008-02-16