| SINOPAC SECURITIES (ASIA) LIMITED | RO | Asset management | 2025-06-03 | - |
| Rep | Advising on securities | 2022-11-10 | - |
| RO | Dealing in futures contracts | 2022-11-10 | - |
| Rep | Asset management | 2018-11-30 | 2025-06-03 |
| RO | Dealing in securities | 2017-02-13 | - |
| Rep | Dealing in futures contracts | 2017-02-13 | 2022-11-10 |
| RO | Dealing in securities | 2017-02-03 | 2017-02-12 |
| Rep | Dealing in securities | 2016-09-07 | 2017-02-03 |
| Rep | Dealing in futures contracts | 2016-09-07 | 2017-02-12 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2007-09-12 | 2016-08-19 |
| Rep | Dealing in securities | 2007-09-12 | 2016-08-19 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-01-17 | 2008-03-03 |
| Rep | Dealing in securities | 2006-01-17 | 2008-03-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-22 |
| Rep | Asset management | 2003-04-01 | 2004-07-22 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-01-12 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-22 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-22 |
| Rep | Asset management | 2003-04-01 | 2004-07-22 |
| Rep | Dealing in securities | 2003-04-01 | 2006-01-12 |