Webb-site Legacy

Choi, Sau Wai 蔡秀慧

SFC ID:AEJ237

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-09-19	-
	Rep	Dealing in securities	2023-09-19	-
Glory Sun Securities Limited	Rep	Dealing in futures contracts	2019-01-14	2022-09-27
	Rep	Dealing in securities	2019-01-14	2023-06-06
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-04-28	2019-01-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-04-24	2019-01-01
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2004-03-12	2006-04-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-03-03
	Rep	Advising on securities	2003-04-01	2004-03-03
	Rep	Asset management	2003-04-01	2004-03-03
	Rep	Dealing in securities	2003-04-01	2004-03-03
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-03-03
	Rep	Asset management	2003-04-01	2004-03-03
	Rep	Dealing in futures contracts	2003-04-01	2004-03-03