| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-06-12 | - |
| Rep | Dealing in securities | 2023-06-12 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-02-23 | 2023-05-05 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-02-23 | 2023-05-05 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-26 | 2011-10-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2004-03-02 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-03-04 |
| Rep | Asset management | 2003-04-01 | 2004-03-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2018-01-16 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-03-04 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2018-01-16 |