Webb-site Legacy

Chow, Joseph Wing Yan 周永忻

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI Asset Management Limited	Rep	Asset management	2025-03-05	-
Sunshine Asset Management (HK) Limited	RO	Advising on securities	2023-03-31	2024-10-02
	RO	Asset management	2023-03-31	2024-10-02
Atlantic Asset Management Limited	RO	Advising on securities	2020-08-31	2022-03-30
	RO	Asset management	2020-08-31	2022-03-30
	Rep	Advising on securities	2020-04-02	2020-08-31
	Rep	Asset management	2020-01-14	2020-08-31
FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2019-09-02	2019-12-07
	RO	Asset management	2018-11-06	2019-12-07
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Asset management	2017-03-09	2017-11-13
	Rep	Asset management	2016-12-19	2017-03-09
	Rep	Advising on securities	2016-12-19	2017-11-13
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Asset management	2016-06-14	2016-10-18
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	RO	Asset management	2016-06-14	2016-10-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2015-07-31	2016-10-18
	Rep	Dealing in securities	2015-07-31	2016-10-18
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-07-31	2016-10-18
	Rep	Dealing in securities	2015-07-31	2016-10-18
	Rep	Asset management	2012-09-18	2016-06-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2012-04-02	2016-06-14
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2010-11-24	2012-03-13
CMS CAPITAL (HK) CO., LIMITED	Rep	Asset management	2008-06-05	2008-08-13
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-06-05	2012-03-13
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2008-06-05	2012-03-13