Lam, Eric Tak Shing 林德成

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2026-09-14	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-10-06	2026-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-10-06	2026-07-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2011-11-15	2015-09-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-11-15	2015-09-30
KGI ASIA LIMITED	Rep	Dealing in securities	2010-09-16	2011-11-05
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-16	2011-11-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-05	2010-05-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-11-29	2010-05-13
Nomura Asia Investment (Hong Kong) Limited	Rep	Advising on futures contracts	2003-04-01	2004-11-18
	Rep	Asset management	2003-04-01	2004-11-18
	Rep	Dealing in futures contracts	2003-04-01	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-18
	Rep	Advising on securities	2003-04-01	2004-11-18
	Rep	Asset management	2003-04-01	2004-11-18
	Rep	Dealing in securities	2003-04-01	2010-05-13
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-11-18
	Rep	Advising on securities	2003-04-01	2004-11-18
	Rep	Asset management	2003-04-01	2004-11-18
	Rep	Dealing in securities	2003-04-01	2010-05-13