Webb-site Legacy

Tye, Beng Lee 戴明理

SFC ID:AEJ269

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GPB Financial Services Hong Kong Limited	Rep	Advising on securities	2016-05-13	-
	Rep	Dealing in securities	2016-05-13	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-09-29	2012-01-11
	Rep	Advising on securities	2010-09-29	2012-01-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-09-29	2012-01-11
	Rep	Advising on securities	2010-09-29	2012-01-11
	Rep	Dealing in futures contracts	2010-08-20	2010-09-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-03-20	2010-08-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-05-19	2012-01-11
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Advising on corporate finance	2003-04-01	2005-03-23
	Rep	Advising on securities	2003-04-01	2005-03-23
	Rep	Providing automated trading services	2003-04-01	2005-03-23
	Rep	Dealing in securities	2003-04-01	2012-01-11