Webb-site Legacy

Au, Cheuk Fan 區焯凡

SFC ID:ADJ308

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2024-02-08	-
	Rep	Dealing in futures contracts	2024-02-08	2026-04-15
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2004-05-28	2023-12-29
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-05-28	2023-12-29
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-11-30
	Rep	Asset management	2003-04-01	2003-11-30
	Rep	Providing automated trading services	2003-04-01	2003-11-30
	Rep	Dealing in futures contracts	2003-04-01	2003-11-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-11-30
	Rep	Advising on securities	2003-04-01	2003-11-30
	Rep	Asset management	2003-04-01	2003-11-30
	Rep	Providing automated trading services	2003-04-01	2003-11-30
	Rep	Dealing in securities	2003-04-01	2003-11-30