Webb-site Legacy

Lai, Hiu Yik 賴曉憶

SFC ID:ANK441

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
	Rep	Dealing in futures contracts	2013-05-21	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-04-21	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2011-04-21	2017-02-12
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2008-06-23	2011-04-05
CSC SECURITIES (HK) LIMITED	Rep	Advising on securities	2008-05-22	2010-12-31
	Rep	Dealing in securities	2008-05-22	2011-04-05
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-06-23	2008-05-09
	Rep	Dealing in securities	2006-06-23	2008-05-09