Webb-site Legacy

Tam, Chi Chung (SFC:ASG237) 譚智聰

SFC ID:ASG237

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2016-06-14	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2016-06-14	2017-02-12
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2014-10-28	2018-02-13
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-05-21	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-10-07	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-10-07	2017-02-12
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2009-02-26	2010-10-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-02-26	2010-10-01