Webb-site Legacy

Lam, Ching Fai 林澄暉

SFC ID:ANG408

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2014-06-16	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2014-06-16	2017-02-12
TC Investment Management (Asia) Limited	Rep	Advising on securities	2014-04-30	2014-05-23
	Rep	Dealing in securities	2014-04-30	2014-05-23
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-09-04	2014-03-14
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2012-01-18	2014-03-14
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2010-06-23	2011-12-19
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2010-06-23	2011-12-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-03-31	2007-04-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-03-31	2007-04-19