Webb-site Legacy

Chan, Carter Edward 陳鎮華

SFC ID:AOL346

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2019-10-14	-
	Rep	Dealing in securities	2019-10-14	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-09-16
	Rep	Dealing in securities	2012-02-27	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-02-27	2019-09-16
UNITED SIMSEN FOREX DEALERS LIMITED	Rep	Leveraged foreign exchange trading	2010-01-21	2012-01-03
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-01-21	2012-02-14
	Rep	Dealing in securities	2010-01-21	2012-02-14
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2007-05-31	2009-12-19
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-01-22	2009-12-19
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-01-22	2009-12-19