Mok, Kin Wai 莫建偉
證監會中央編號:ABS374
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guoyun Securities Limited | RO | 就證券提供意見 | 2026-05-04 | - |
| RO | 提供資產管理 | 2026-05-04 | - | |
| RO | 證券交易 | 2026-05-04 | - | |
| Index HongKong Limited | RO | 就證券提供意見 | 2025-07-30 | 2025-09-30 |
| RO | 提供資產管理 | 2025-07-30 | 2025-09-30 | |
| Red South Investment Management Limited | RO | 就證券提供意見 | 2023-07-18 | 2023-10-05 |
| RO | 提供資產管理 | 2023-07-18 | 2023-10-05 | |
| SKYVAST SECURITIES LIMITED | RO | 就證券提供意見 | 2020-06-30 | 2022-12-31 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2020-06-18 | 2022-12-31 |
| SKYVAST SECURITIES LIMITED | RO | 證券交易 | 2020-04-06 | 2022-12-31 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-12-10 | 2022-12-31 |
| Golden Jade Capital Limited | RO | 就機構融資提供意見 | 2016-09-08 | 2019-11-30 |
| Golden Jade Asset Management Limited | RO | 提供資產管理 | 2015-08-26 | 2019-11-30 |
| SINO WEALTH SECURITIES LIMITED | RO | 證券交易 | 2014-03-21 | 2014-10-10 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2013-04-24 | 2014-03-20 |
| SKYVAST SECURITIES LIMITED | RO | 期貨合約交易 | 2011-01-18 | 2014-03-20 |
| RO | 證券交易 | 2011-01-18 | 2014-03-20 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2009-12-14 | 2010-07-19 |
| RO | 提供資產管理 | 2009-12-14 | 2010-07-19 | |
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | 就證券提供意見 | 2009-11-16 | 2010-07-19 |
| RO | 提供資產管理 | 2009-11-16 | 2010-07-19 | |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2009-06-25 | 2010-07-19 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2009-06-25 | 2010-07-19 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-05-15 | 2009-06-25 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-05-15 | 2009-06-25 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | 就期貨合約提供意見 | 2009-03-19 | 2009-04-27 |
| RO | 就證券提供意見 | 2009-03-19 | 2009-04-27 | |
| RO | 期貨合約交易 | 2009-03-19 | 2009-04-27 | |
| RO | 證券交易 | 2009-03-19 | 2009-04-27 | |
| BOCOM International Asset Management Limited | RO | 提供資產管理 | 2007-09-13 | 2008-06-21 |
| BOCOM International Securities Limited | RO | 就期貨合約提供意見 | 2007-09-10 | 2008-06-21 |
| RO | 就證券提供意見 | 2007-09-10 | 2008-06-21 | |
| RO | 期貨合約交易 | 2007-09-10 | 2008-06-21 | |
| RO | 證券交易 | 2007-09-10 | 2008-06-21 | |
| BOCOM International Holdings Company Limited | RO | 就期貨合約提供意見 | 2005-11-26 | 2008-03-03 |
| RO | 期貨合約交易 | 2005-11-26 | 2008-03-03 | |
| RO | 提供自動化交易服務 | 2003-04-01 | 2003-09-08 | |
| RO | 就機構融資提供意見 | 2003-04-01 | 2008-03-03 | |
| RO | 就證券提供意見 | 2003-04-01 | 2008-03-03 | |
| RO | 提供資產管理 | 2003-04-01 | 2008-03-03 | |
| RO | 證券交易 | 2003-04-01 | 2008-03-03 |