| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ISP Financial Services (Hong Kong) Limited | RO | 就證券提供意見 | 2022-02-10 | - |
| RO | 證券交易 | 2022-02-10 | - | |
| Rep | 就證券提供意見 | 2021-09-15 | 2022-02-10 | |
| Rep | 證券交易 | 2021-09-15 | 2022-02-10 | |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2018-03-23 | 2018-07-11 |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2016-10-04 | 2017-03-14 |
| Rep | 證券交易 | 2016-10-04 | 2017-03-14 | |
| CMB International Securities Limited | Rep | 證券交易 | 2015-05-14 | 2018-07-11 |
| BCV INVESTMENT ASIA (HONG KONG) LIMITED | Rep | 證券交易 | 2004-12-16 | 2004-12-28 |