| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-21 | 2013-05-25 |
| Rep | 證券交易 | 2011-11-21 | 2013-05-25 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-11-21 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-08-22 | 2009-05-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-08-22 | 2009-05-23 |