| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2019-02-19 | 2025-09-05 |
| Rep | 證券交易 | 2014-02-10 | 2025-09-05 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2012-06-01 | 2014-01-10 |
| Rep | 期貨合約交易 | 2012-06-01 | 2014-01-10 | |
| Rep | 就證券提供意見 | 2007-03-06 | 2011-04-08 | |
| Rep | 證券交易 | 2007-03-06 | 2011-04-08 |