| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-09-16 | 2021-08-31 |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2019-08-14 | 2021-08-31 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-08-14 | 2021-08-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-04-23 | 2019-03-14 |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2018-04-23 | 2019-01-25 |
| iBest Consultants Limited | Rep | 證券交易 | 2017-10-03 | 2019-01-15 |