| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mage Securities Limited | Rep | 期貨合約交易 | 2021-07-05 | 2025-01-25 |
| Rep | 證券交易 | 2021-07-05 | 2025-01-25 | |
| LT Finance Management Limited | Rep | 就期貨合約提供意見 | 2018-01-23 | 2019-03-31 |
| LT Securities Limited | Rep | 期貨合約交易 | 2018-01-23 | 2019-03-31 |
| LT Finance Management Limited | Rep | 就證券提供意見 | 2017-10-03 | 2019-03-31 |
| LT Securities Limited | Rep | 證券交易 | 2017-10-03 | 2019-03-31 |