| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Thoth Investment Management Limited | Rep | 提供資產管理 | 2017-12-18 | 2018-07-03 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-21 | 2015-04-10 |
| Rep | 證券交易 | 2013-05-20 | 2015-04-10 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-05-20 | 2013-08-31 |
| Rep | 證券交易 | 2013-05-20 | 2013-08-31 |