| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited | Rep | 就證券提供意見 | 2026-05-20 | - |
| Rep | 提供資產管理 | 2026-05-20 | - | |
| Green Court Capital Management Limited | Rep | 就證券提供意見 | 2021-08-19 | 2026-02-27 |
| Rep | 提供資產管理 | 2021-08-19 | 2026-02-27 | |
| Neuberger Berman Asia Limited | Rep | 就證券提供意見 | 2019-05-16 | 2021-07-16 |
| Rep | 證券交易 | 2019-05-16 | 2021-07-16 | |
| Pleiad Investment Advisors Limited | Rep | 提供資產管理 | 2015-04-01 | 2019-03-31 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2014-04-15 | 2015-03-13 |
| Rep | 期貨合約交易 | 2014-04-15 | 2015-03-13 |