| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-07-06 | 2022-06-16 |
| Rep | 證券交易 | 2021-07-06 | 2022-06-16 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2021-07-06 | 2022-06-16 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2021-06-25 | 2022-06-16 |
| CEB International Capital Corporation Limited | Rep | 就證券提供意見 | 2021-03-10 | 2021-05-25 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-07-16 | 2019-10-02 |
| Rep | 證券交易 | 2019-07-16 | 2019-10-02 |