| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Magpie Securities Limited (HK) | Rep | 期貨合約交易 | 2021-11-08 | 2021-12-17 |
| Rep | 證券交易 | 2021-11-08 | 2021-12-17 | |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2020-10-27 | 2021-10-23 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2020-10-27 | 2021-10-23 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2020-02-10 | 2020-10-16 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2020-02-10 | 2020-10-16 |