Li, Jian (SFC:AGO919) 李堅
證監會中央編號:AGO919
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Equanimity Capital Limited (HK) | RO | 就證券提供意見 | 2026-04-01 | - |
| RO | 提供資產管理 | 2026-04-01 | - | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2020-07-09 | 2025-11-07 |
| RO | 就證券提供意見 | 2017-06-22 | 2025-11-07 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2015-12-03 | 2017-06-22 |
| Rep | 就證券提供意見 | 2015-11-10 | 2015-12-03 | |
| Rep | 提供資產管理 | 2015-11-10 | 2017-06-22 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就機構融資提供意見 | 2012-05-14 | 2015-11-10 |
| RO | 證券交易 | 2011-12-15 | 2025-11-07 | |
| Rep | 就機構融資提供意見 | 2011-11-24 | 2012-05-14 | |
| Rep | 證券交易 | 2010-10-07 | 2011-12-15 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2009-12-29 | 2010-09-22 |
| Rep | 證券交易 | 2009-12-29 | 2010-09-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2006-08-16 | 2009-10-10 |
| Rep | 證券交易 | 2006-08-15 | 2009-10-10 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-27 |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-01-27 | |
| Rep | 提供資產管理 | 2003-04-01 | 2005-01-27 | |
| Rep | 證券交易 | 2003-04-01 | 2006-07-13 |