| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2025-06-17 | - |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2016-08-03 | 2025-06-09 |
| CORPORATE BROKERS LIMITED | Rep | 證券交易 | 2014-07-08 | 2016-07-06 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 證券交易 | 2003-04-01 | 2014-06-30 |