| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2017-06-01 | - |
| Rep | 證券交易 | 2017-06-01 | - | |
| OCBC Futures Investment (Hong Kong) Limited | RO | 期貨合約交易 | 2007-01-08 | 2017-01-01 |
| OCBC Securities Brokerage (Hong Kong) Limited | RO | 提供自動化交易服務 | 2003-04-01 | 2003-07-21 |
| RO | 就機構融資提供意見 | 2003-04-01 | 2003-11-08 | |
| RO | 就證券提供意見 | 2003-04-01 | 2003-11-08 | |
| RO | 提供資產管理 | 2003-04-01 | 2003-11-08 | |
| RO | 證券交易 | 2003-04-01 | 2017-01-01 |