Pang, Marvin Wai Yuen 彭偉源
证监会中央编号:AAI320
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNI GLOBAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2025-02-24 | - |
| CNI Securities Group Limited | Rep | 证券交易 | 2025-02-24 | - |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2019-03-29 | 2021-11-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 证券交易 | 2019-01-25 | 2021-11-25 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2018-08-13 | 2021-11-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2018-08-13 | 2019-01-25 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | 证券交易 | 2016-11-30 | 2018-01-05 |
| Rep | 证券交易 | 2016-04-19 | 2016-11-30 | |
| Rep | 就机构融资提供意见 | 2016-04-19 | 2018-01-05 | |
| ITAU ASIA SECURITIES LIMITED | RO | 证券交易 | 2012-08-14 | 2014-09-22 |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2005-10-27 | 2008-03-25 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2005-10-10 | 2008-03-25 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2005-10-10 | 2008-03-25 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-07-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-07-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-13 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-07-13 | |
| Rep | 证券交易 | 2003-04-01 | 2005-09-27 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-07-13 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-13 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-09-27 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-07-13 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-07-13 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-13 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-07-13 | |
| Rep | 证券交易 | 2003-04-01 | 2005-09-27 |