Yip, James 葉強華
证监会中央编号:ADY915
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited | RO | 就证券提供意见 | 2010-10-04 | 2013-08-13 |
| RO | 证券交易 | 2010-10-04 | 2013-08-13 | |
| FB SECURITIES (HONG KONG) LIMITED | RO | 提供资产管理 | 2010-08-06 | 2012-01-01 |
| Fubon Fund Management (Hong Kong) Limited | RO | 提供资产管理 | 2010-08-06 | 2012-02-08 |
| FB SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2006-10-18 | 2013-08-13 |
| RO | 证券交易 | 2006-10-18 | 2013-08-13 | |
| Fubon Fund Management (Hong Kong) Limited | RO | 就证券提供意见 | 2006-10-18 | 2007-11-08 |
| Rep | 提供资产管理 | 2006-10-18 | 2007-11-08 | |
| RO | 证券交易 | 2006-10-18 | 2007-11-08 | |
| FB SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-09-08 | 2006-10-18 |
| Rep | 证券交易 | 2006-09-08 | 2006-10-18 | |
| Fubon Fund Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2006-09-08 | 2006-10-18 |
| Rep | 证券交易 | 2006-09-08 | 2006-10-18 | |
| IMARKETS LIMITED | RO | 提供自动化交易服务 | 2005-06-07 | 2006-03-14 |
| RO | 证券交易 | 2005-06-07 | 2006-03-14 | |
| IMARKETS STRUCTURED PRODUCTS LIMITED | RO | 就证券提供意见 | 2005-06-07 | 2006-03-14 |
| IENGINES LIMITED (d2010-02-05) | RO | 就证券提供意见 | 2004-05-25 | 2004-10-25 |
| PROSTICKS.COM LIMITED | RO | 就证券提供意见 | - | 2004-11-04 |