| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2018-05-15 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2018-05-15 | 2021-06-15 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2018-02-14 |
| Rep | 证券交易 | 2016-10-11 | 2018-02-14 | |
| Rep | 证券交易 | 2014-10-03 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-04-02 | 2018-02-14 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-04-02 | 2016-10-10 |