| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Carnegie Hill Capital Partners Limited | RO | 就证券提供意见 | 2023-01-09 | - |
| RO | 提供资产管理 | 2023-01-09 | - | |
| RO | 证券交易 | 2023-01-09 | - | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-06-24 | 2015-06-30 |
| Rep | 证券交易 | 2014-06-24 | 2015-06-30 | |
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2012-12-17 | 2013-07-18 |
| Rep | 就证券提供意见 | 2012-06-22 | 2013-07-18 | |
| Rep | 证券交易 | 2012-06-22 | 2013-07-18 |