| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2026-08-14 | - |
| Rep | 就证券提供意见 | 2026-08-14 | - | |
| Rep | 证券交易 | 2026-08-14 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2017-01-26 | 2026-07-14 |
| RO | 就证券提供意见 | 2017-01-26 | 2026-07-14 | |
| RO | 证券交易 | 2017-01-26 | 2026-07-14 | |
| Rep | 就机构融资提供意见 | 2014-09-15 | 2017-01-26 | |
| Rep | 就证券提供意见 | 2014-09-15 | 2017-01-26 | |
| Rep | 证券交易 | 2014-09-15 | 2017-01-26 | |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | 就机构融资提供意见 | 2012-08-03 | 2014-08-29 |