Liu, Chen-Hwa 留振華
证监会中央编号:BNQ515
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | RO | 杠杆式外汇交易 | 2026-06-02 | - |
| RO | 提供资产管理 | 2026-03-26 | - | |
| RO | 期货合约交易 | 2026-03-26 | - | |
| RO | 证券交易 | 2026-03-26 | - | |
| AXA Investment Managers Asia Limited | RO | 提供资产管理 | 2024-12-12 | - |
| RO | 证券交易 | 2024-12-12 | - | |
| RO | 期货合约交易 | 2024-12-12 | 2026-06-30 | |
| RO | 杠杆式外汇交易 | 2024-12-12 | 2026-06-30 | |
| Rep | 提供资产管理 | 2022-04-28 | 2024-12-12 | |
| Rep | 期货合约交易 | 2022-04-28 | 2024-12-12 | |
| Rep | 证券交易 | 2022-04-28 | 2024-12-12 | |
| Rep | 杠杆式外汇交易 | 2022-04-28 | 2024-12-12 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2018-10-15 | 2022-03-11 |
| Rep | 就证券提供意见 | 2018-10-15 | 2022-03-11 | |
| Rep | 提供资产管理 | 2018-10-15 | 2022-03-11 | |
| Rep | 期货合约交易 | 2018-10-15 | 2022-03-11 | |
| Rep | 证券交易 | 2018-10-15 | 2022-03-11 |