| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就证券提供意见 | 2023-10-20 | - |
| Rep | 提供资产管理 | 2023-10-20 | - | |
| Rep | 证券交易 | 2023-10-20 | - | |
| ZhongYi Investment Managers Limited | Rep | 就证券提供意见 | 2022-02-07 | 2022-10-31 |
| Rep | 提供资产管理 | 2022-02-07 | 2022-10-31 | |
| Alliance Capital Partners Limited (HK) | Rep | 就机构融资提供意见 | 2020-08-17 | 2020-11-20 |
| Rep | 证券交易 | 2020-08-17 | 2020-11-20 |