| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 杠杆式外汇交易 | 2023-11-27 | - |
| Rep | 期货合约交易 | 2023-10-20 | - | |
| Rep | 证券交易 | 2023-10-20 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2021-11-02 | 2023-06-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2021-11-02 | 2023-06-30 |
| Solo Futures Limited | Rep | 期货合约交易 | 2021-04-14 | 2021-10-26 |
| Solo Securities Limited | Rep | 证券交易 | 2021-02-16 | 2021-10-26 |