| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2024-09-30 | - |
| Rep | 证券交易 | 2024-09-30 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2024-09-30 | - |
| Rep | 证券交易 | 2024-09-30 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2021-10-28 | 2024-08-19 |
| Rep | 就证券提供意见 | 2021-10-28 | 2024-11-28 | |
| Rep | 期货合约交易 | 2021-10-28 | 2026-01-16 | |
| Rep | 证券交易 | 2021-10-28 | 2026-02-04 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2021-10-28 | 2026-02-04 |