Chan, Rita Yin Nei 陳妍妮
证监会中央编号:AFS992
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就证券提供意见 | 2020-12-04 | - |
| Rep | 就机构融资提供意见 | 2020-11-12 | - | |
| Rep | 证券交易 | 2020-11-12 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2005-05-11 | 2020-08-12 |
| Rep | 证券交易 | 2005-05-11 | 2020-08-12 | |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2003-04-01 | 2004-02-12 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-02-12 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-04-26 | |
| Rep | 证券交易 | 2003-04-01 | 2005-04-26 |