Lam, Ashley Chit Fai 林皙暉
证监会中央编号:AMB071
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2025-07-10 | - |
| Rep | 证券交易 | 2025-07-10 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-12-29 | 2015-11-19 |
| Rep | 提供自动化交易服务 | 2008-11-05 | 2013-11-01 | |
| Rep | 期货合约交易 | 2008-11-05 | 2023-11-13 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2007-04-25 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2007-04-17 | 2023-11-13 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 期货合约交易 | 2007-04-17 | 2008-11-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2007-04-17 | 2023-11-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-01-15 | 2007-03-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-11-27 | 2007-03-17 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2006-11-27 | 2007-03-17 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-06-01 | 2006-10-28 |