Ho, Aaron Chi Ho 何志豪
证监会中央编号:ADS214
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PURPLE LEGEND (HK) LIMITED | RO | 就证券提供意见 | 2025-11-13 | - |
| RO | 提供资产管理 | 2025-11-13 | - | |
| RO | 证券交易 | 2025-11-13 | - | |
| Rep | 就证券提供意见 | 2025-11-03 | 2025-11-13 | |
| Rep | 提供资产管理 | 2025-11-03 | 2025-11-13 | |
| Rep | 证券交易 | 2025-11-03 | 2025-11-13 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | 就证券提供意见 | 2025-02-04 | 2025-05-16 |
| RO | 提供资产管理 | 2025-02-04 | 2025-05-16 | |
| RO | 证券交易 | 2025-02-04 | 2025-05-16 | |
| GLOBAL MASTERMIND INVESTMENT LIMITED | Rep | 提供资产管理 | 2024-03-21 | 2024-05-27 |
| Funderstone Asset Management (HK) Limited | RO | 提供资产管理 | 2021-09-29 | 2023-10-31 |
| Funderstone Futures Limited | RO | 提供资产管理 | 2021-09-29 | 2023-10-31 |
| Funderstone Securities Limited | RO | 就证券提供意见 | 2021-09-29 | 2023-10-31 |
| RO | 提供资产管理 | 2021-09-29 | 2023-10-31 | |
| RO | 证券交易 | 2021-09-29 | 2023-10-31 | |
| Funderstone Asset Management (HK) Limited | Rep | 提供资产管理 | 2021-09-10 | 2021-09-29 |
| Funderstone Futures Limited | Rep | 提供资产管理 | 2021-09-10 | 2021-09-29 |
| Rep | 就期货合约提供意见 | 2021-09-10 | 2023-10-31 | |
| Rep | 期货合约交易 | 2021-09-10 | 2023-10-31 | |
| Funderstone Securities Limited | Rep | 就证券提供意见 | 2021-09-10 | 2021-09-29 |
| Rep | 提供资产管理 | 2021-09-10 | 2021-09-29 | |
| Rep | 证券交易 | 2021-09-10 | 2021-09-29 | |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2010-12-23 | 2021-08-04 |
| Rep | 期货合约交易 | 2010-12-23 | 2021-08-04 | |
| Emperor Wealth Management Limited | RO | 就证券提供意见 | 2010-12-23 | 2021-08-04 |
| RO | 证券交易 | 2010-12-23 | 2021-08-04 | |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2010-08-26 | 2021-08-04 |
| Emperor Asset Management Limited | RO | 就证券提供意见 | 2009-11-03 | 2021-08-04 |
| RO | 提供资产管理 | 2009-11-03 | 2021-08-04 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2009-09-14 | 2010-08-26 |
| RO | 证券交易 | 2008-06-17 | 2021-08-04 | |
| Rep | 证券交易 | 2008-06-10 | 2008-06-17 | |
| PARTNERS CAPITAL SECURITIES LIMITED | RO | 证券交易 | 2007-04-02 | 2008-04-26 |
| Rep | 证券交易 | 2007-03-15 | 2007-04-02 | |
| TIS SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-04-11 | 2007-01-31 |
| Rep | 证券交易 | 2005-10-17 | 2007-01-31 | |
| LUEN FAT SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-21 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-21 | |
| Rep | 证券交易 | 2003-04-01 | 2005-09-30 |