| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | RO | 证券交易 | 2022-01-10 | - |
| Rep | 证券交易 | 2011-08-09 | 2022-01-10 | |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-06-26 | 2011-07-30 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-06-26 | 2011-07-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2009-01-09 | 2009-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-07-09 | 2009-05-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-06-14 | 2009-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-06-14 | 2009-05-01 |