Chen, Kim Ching 陳錦清
证监会中央编号:ATC745
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VMI Securities Limited | RO | 证券交易 | 2022-03-21 | - |
| Ruibang Securities Limited | RO | 就证券提供意见 | 2021-05-03 | 2022-03-17 |
| RO | 证券交易 | 2021-05-03 | 2022-03-17 | |
| Chuenman Securities Limited | RO | 就证券提供意见 | 2021-03-02 | 2021-04-30 |
| RO | 证券交易 | 2019-04-02 | 2021-04-30 | |
| H&Y SECURITIES COMPANY LIMITED | RO | 证券交易 | 2018-09-03 | 2019-03-01 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-07-19 |
| Rep | 证券交易 | 2012-01-12 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-01-12 | 2018-07-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2010-07-19 | 2012-01-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-09-16 | 2012-01-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-06-11 | 2012-01-01 |