Lam, Eric Tak Shing 林德成

证监会中央编号:AAI558

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2026-09-14	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2015-10-06	2026-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2015-10-06	2026-07-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2011-11-15	2015-09-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2011-11-15	2015-09-30
KGI ASIA LIMITED	Rep	证券交易	2010-09-16	2011-11-05
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-09-16	2011-11-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-05	2010-05-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2004-11-29	2010-05-13
Nomura Asia Investment (Hong Kong) Limited	Rep	就期货合约提供意见	2003-04-01	2004-11-18
	Rep	提供资产管理	2003-04-01	2004-11-18
	Rep	期货合约交易	2003-04-01	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-11-18
	Rep	就证券提供意见	2003-04-01	2004-11-18
	Rep	提供资产管理	2003-04-01	2004-11-18
	Rep	证券交易	2003-04-01	2010-05-13
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-11-18
	Rep	就证券提供意见	2003-04-01	2004-11-18
	Rep	提供资产管理	2003-04-01	2004-11-18
	Rep	证券交易	2003-04-01	2010-05-13

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2026-09-14	-
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	期货合约交易	2015-10-06	2026-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2015-10-06	2026-07-03
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2011-11-15	2015-09-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2011-11-15	2015-09-30
KGI ASIA LIMITED	Rep	证券交易	2010-09-16	2011-11-05
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-09-16	2011-11-05
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-05	2010-05-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2004-11-29	2010-05-13
Nomura Asia Investment (Hong Kong) Limited	Rep	就期货合约提供意见	2003-04-01	2004-11-18
	Rep	提供资产管理	2003-04-01	2004-11-18
	Rep	期货合约交易	2003-04-01	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-11-18
	Rep	就证券提供意见	2003-04-01	2004-11-18
	Rep	提供资产管理	2003-04-01	2004-11-18
	Rep	证券交易	2003-04-01	2010-05-13
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-11-18
	Rep	就证券提供意见	2003-04-01	2004-11-18
	Rep	提供资产管理	2003-04-01	2004-11-18
	Rep	证券交易	2003-04-01	2010-05-13