Lo, Yat On 盧逸安
证监会中央编号:AXI799
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yhprum Capital Management Limited | Rep | 就证券提供意见 | 2026-03-10 | - |
| Rep | 提供资产管理 | 2026-03-10 | - | |
| Suparna Capital Management Limited | RO | 就证券提供意见 | 2021-12-28 | 2026-01-27 |
| RO | 提供资产管理 | 2021-12-28 | 2026-01-27 | |
| Rep | 就证券提供意见 | 2021-11-15 | 2021-12-28 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 就证券提供意见 | 2020-05-27 | 2021-08-05 |
| Rep | 就证券提供意见 | 2019-12-05 | 2020-05-27 | |
| Mason Securities Limited | Rep | 就证券提供意见 | 2017-12-01 | 2019-11-22 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-08-27 | 2017-11-19 |
| LEGENDS ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2014-10-24 | 2015-07-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-05-30 | 2012-08-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-05-30 | 2012-08-01 |
| Rep | 证券交易 | 2011-05-30 | 2012-08-01 |