Kwan, Freddie Wai Kuen 關偉權
证监会中央编号:AAE275
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DT Securities & Futures Co. Limited | RO | 期货合约交易 | 2024-06-14 | - |
| RO | 证券交易 | 2024-06-14 | - | |
| Rep | 期货合约交易 | 2024-05-14 | 2024-06-14 | |
| Rep | 证券交易 | 2024-05-14 | 2024-06-14 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2024-03-18 | 2024-04-23 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2024-03-18 | 2024-04-23 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | 就期货合约提供意见 | 2017-02-22 | 2023-09-07 |
| RO | 就证券提供意见 | 2017-02-22 | 2023-09-07 | |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | RO | 证券交易 | 2007-08-17 | 2014-11-27 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 证券交易 | 2006-06-23 | 2014-08-01 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | 期货合约交易 | 2004-03-26 | 2023-09-07 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 证券交易 | 2004-03-26 | 2023-09-07 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-03-19 | 2004-03-26 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-03-19 | 2004-03-26 |
| GREAT BAY SECURITIES LIMITED | RO | 就证券提供意见 | 2003-04-01 | 2003-08-07 |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-07 | |
| RO | 证券交易 | 2003-04-01 | 2004-03-18 | |
| PACIFIC CHALLENGE CORPORATE FINANCE LIMITED | RO | 证券交易 | 2003-04-01 | 2004-03-18 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | 就期货合约提供意见 | 2003-04-01 | 2003-08-07 |
| RO | 提供资产管理 | 2003-04-01 | 2003-08-07 | |
| RO | 期货合约交易 | 2003-04-01 | 2004-03-18 |