| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GPB Financial Services Hong Kong Limited | Rep | 就证券提供意见 | 2020-07-27 | - |
| Rep | 证券交易 | 2020-07-27 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期货合约交易 | 2017-06-26 | 2019-03-01 |
| Rep | 证券交易 | 2017-06-26 | 2019-03-01 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-02-25 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2016-02-25 | 2017-06-25 |
| Wells Fargo Securities Asia Limited | Rep | 就证券提供意见 | 2008-05-19 | 2014-06-03 |
| Rep | 证券交易 | 2008-05-19 | 2014-06-03 |