Tsang, Tak Chi 曾德芝
证监会中央编号:ADV457
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunny Fortune Capital Limited | RO | 就机构融资提供意见 | 2026-09-15 | - |
| BETA GLOBAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2019-01-11 | 2026-07-14 |
| CLC International Limited | Rep | 证券交易 | 2014-01-30 | 2018-12-17 |
| RO | 就机构融资提供意见 | 2012-12-07 | 2018-12-17 | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就机构融资提供意见 | 2011-06-15 | 2012-09-01 |
| Rep | 就机构融资提供意见 | 2009-11-23 | 2011-06-15 | |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2009-09-08 | 2009-11-11 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2009-04-08 | 2009-07-16 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-06-01 | 2009-02-10 |
| Rep | 证券交易 | 2007-06-01 | 2009-02-10 | |
| ICEA CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-05-02 | 2007-05-28 |
| ICEA CAPITAL LIMITED | Rep | 证券交易 | 2005-09-29 | 2007-05-28 |
| Rep | 就机构融资提供意见 | 2005-09-21 | 2007-05-28 | |
| CNI GLOBAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-07-18 | 2005-09-21 |
| Optima Capital Limited | Rep | 就证券提供意见 | 2003-04-01 | 2003-07-11 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-11 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-07 |